I Need an Initial License or Registration
The instructions below will accommodate your licensing requirements. If your license type is not listed below, continue to submit paper applications.
Insurance Professionals Licenses
- Insurance Producer License
Domestic Company License - Foreign Company License
- Surplus Lines Insurers
- Surplus Lines Brokers
- Company Adjusters
- Independent Adjusters
- Public Adjusters
- Motor Vehicle Damage Appraisers
- Third Party Administrators
- Reinsurance Intermediaries
- Life Settlement Companies
- Life Settlement Brokers
Banking and Mortgage Professionals and Debt Collectors
- Credit Unions
- State Chartered Banks
- Sale of Checks
- Electronic Money Transfers
- Exempt Company Registration
- Small Loan Lender - Main Office
- Small Loan Lender - Branch Certificate
- Lender - Main Office
- Lender - Branch Certificate
- Loan Broker - Main Office
- Loan Broker - Branch Certificate
- Third Party Loan Servicers - Main Office
- Third Party Loan Servicers - Branch Cerficiate
- Debt Collectors Registration - Main Office
- Debt Collectors Registration - Branch Certificate
- Check Cashing - Main Office
- Check Cashing - Branch Certificate
- Debt Management Plan
- Mortgage Loan Originator
Click here for a link to all Contractor Registrations.
Contractor Registration
- Commercial Roofer
- Home Inspector
- Pump Installer
- Underground Utility
- Water Filtration
- Well Drilling
Medical Marijuana
Please note that the application periods have closed for all Medical Marijuana license types. At this time we renew those that have already been issued.
- Cultivator
- Compassion Center
- Cooperative
- Grower
- Handler
- Dual
- Hemp-Derived consumable CBD Distributor
- Hemp-Derived consumable CBD Retailer
Securities
Broker Dealer Firm and Sales Representatives; Investment Advisers, Investment Adviser Representatives; Unit Investment Trust; Mutual Funds; Regulation A; Regulation D; Registration by Coordination; Franchise Registrations: Franchise and Exempt Franchise; Charities: Charitable Organizations, Professional Fundraisers, Fundraising Counsel, Professional Solicitor; Timeshare Registrations
Broker Dealer Firm and Sales Representative
For additional assistance please email the Securities Division.
Investment Advisers, Investment Adviser Representatives
For additional assistance please email the Securities Division.
Unit Investment Trust
- Paper application: UNIFORM INVESTMENT COMPANY NOTICE FILING mailed to:
1511 Pontiac Ave Bldg 69-1
Cranston RI 02920
- We also accept filings on Blue Express and NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
- We also accept filings on Blue Express and NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
For additional assistance please email the Securities Division.
Mutual Funds
- Paper application: UNIFORM INVESTMENT COMPANY NOTICE FILING mailed to:
1511 Pontiac Ave Bldg 69-1
Cranston RI 02920
- We also accept filings on Blue Express and NASAA's Electronic Filing Depository (EFD) https://nasaaefd.org [nasaaefd.org]
For additional assistance please email the Securities Division.
Regulation A
- NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
1511 Pontiac Ave Bldg 69-1
Cranston RI 02920
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
For additional assistance please email the Securities Division.
Regulation D
- NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
1511 Pontiac Ave Bldg 69-1
Cranston RI 02920
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
For additional assistance please email the Securities Division.
Registration by Coordination
- NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
1511 Pontiac Ave Bldg 69-1
Cranston RI 02920
- Paper application: https://www.nasaa.org/industry-resources/uniform-forms/ mailed to:
For additional assistance please email the Securities Division.
Franchise Registrations: Franchise and Exempt Franchise
- Visit our eLicensing portal to apply
- NASAA's Electronic Filing Depository (EFD)- https://nasaaefd.org [nasaaefd.org]
For additional assistance please email the Securities Division.
Charities: Charitable Organizations, Professional Fundraisers, Fundraising Counsel, Professional Solicitor
For additional assistance please email the Charities Section.
Timeshare Registrations
For additional assistance please email the Securities Division.
Renew an Existing License
Have a quick renewal code? Click here or the graphic below to begin.
Be sure to click the "Quick Renewal" tab as it shows in the graphic.
Frequently Asked Questions
We've assembled a list of Frequently Asked Questions. Check them out if you're unsure about a part of this process.
Department of Business Regulation License Types:
Pertains to the following sections: Auto Body Repair; Auto Salvage; Auto Wrecking and Salvage Yards; Motor Vehicle Glass Repair; Bedding & Upholstery; Certified Constables; Mobile Food Establishments (Food Trucks); Mobile, Manufactured Homes & Parks; Real Estate Appraisers; and the Real Estate Commission.
Mobile Food Establishment (Food Truck)
- Registration, please visit our OpenGov portal.
For additional assistance please email Commercial Licensing.
Visit our eLicensing portal to apply for the following:
Auto Body
- Auto Body - Full Collision Repair (Class B)
- Auto Body - LTD Heavy Truck & Equipment
- Auto Body - LTD Paint Restoration & Customization
- Auto Body - Special Use
- Auto Glass
- Auto Salvage Rebuilder
- Auto Wrecking & Salvage Yard
For additional assistance please email Commercial Licensing.
Bedding & Upholstery
- Manufacturer
- Renovator/Repairer
- Supply Dealer
- Second Hand Furniture
- Sterilizer
For additional assistance please email Commercial Licensing.
Constables
- Constable in Training
- Constable
For additional assistance please email Commercial Licensing.
Mobile, Manufactured Homes & Parks
For additional assistance please email Commercial Licensing.
Real Estate Appraisers
- Certified General Real Estate Appraiser
- Certified Residential Real Estate Appraiser
- Licensed Real Estate Appraiser
- Real Estate Appraiser CE Courses
- Real Estate Appraiser Temporary Practice Permit
- Real Estate Appraiser Trainee
For additional assistance please email the Real Estate Section.
Real Estate Commission
- Real Estate Inter-State Land Trust
- Real Estate Broker
- Real Estate Corporation
- Real Estate Education Provider
- Real Estate Salesperson
For additional assistance please email the Real Estate Section.
Visit our eLicensing portal to apply for the following:
Manufacturers: Brewery, Brewpub, Brew on Premises, Distillery, Farmer Winery, Rectifier, and Winery
- Brewing on Premises
- Brewpub Manufacturer
- Brewery
- Distillery
- Farmer Winery
- Winery
- Wholesale Class A
- Wholesale Class B
- Wholesale Class C
For additional assistance please email the Liquor Section.
Class P
For additional assistance please email the Liquor Section.
Class G and Class G/D (Overnight)
- Trains, Airplanes & Vessels
- Marine Vessels
- Railroads
For additional assistance please email the Liquor Section.
Agents and Salespersons
For additional assistance please email the Liquor Section.
Click here to apply for the following:
- Architect
- ARC Certificate of Authorization
- Engineer in Training
- Professional Engineer
- PE Certificate of Authorization
- Land Surveyor
- LS Certificate of Authorization
- Land Surveyor In Training
- Landscape Architect
- LA Certificate of Authorization
Click here to apply for the following:
- Certified Public Accountant
- Practice Unit
- Public Accountant
Click here to apply for the following:
- Athlete
- Athletics Event
- Athletics Manager/Second
- Athletics Occupational
- Concessionaires & Vendors
- Concessionaires & Vendor Employee
- Gaming Facility - Key Employee
- Gaming Facility - Operation Employee
- Gaming Facility - Service Employee
- Gaming Vendor
- Gaming Vendor Employee
- Pari-mutuel Totalizator Company
- Pari-mutuel Totalizator Company Employee